| Exam | Who it’s for |
|---|---|
| Series 63 | State registration for broker-dealer agents |
| Series 65 | Investment adviser representatives (no corequisite) |
| Series 66 | Combined agent + IAR state law (Series 7 required) |
USA Series 63 Exam: Quick Facts
- Developed by
- NASAA (administered by FINRA)
- Questions
- 60 scored + 5 pretest
- Time
- 75 minutes
- Passing
- 72% (43 correct)
- Fee
- $147
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Disclaimer: This guide is for general information and is not financial, tax, insurance or investment advice. Exam details, fees, blueprints and product terms change. Confirm with the official organization or a licensed professional. Read our editorial policy.