Memorize the definitions: agent, broker-dealer, investment adviser, “person,” exempt securities and exempt transactions. Know the administrator’s powers and the statute of limitations (civil liability of 2 years from discovery / 3 years from the act). Then take timed drills on the Series 63 practice test.
USA Series 63 Exam: Quick Facts
- Developed by
- NASAA (administered by FINRA)
- Questions
- 60 scored + 5 pretest
- Time
- 75 minutes
- Passing
- 72% (43 correct)
- Fee
- $147
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