| Area | Approx. share |
|---|---|
| Regulations of investment advisers, IARs, broker-dealers and agents | about 45% |
| Regulation of securities and issuers | about 10% |
| Remedies and administrative provisions | about 5% |
| Communications with customers and prospects; ethical practices | about 40% |
USA Series 63 Exam: Quick Facts
- Developed by
- NASAA (administered by FINRA)
- Questions
- 60 scored + 5 pretest
- Time
- 75 minutes
- Passing
- 72% (43 correct)
- Fee
- $147
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