The Series 24 (General Securities Principal) exam qualifies you to supervise a broker-dealerโs registered representatives and business activities. You need the Series 7 (or an equivalent representative registration) first.
Practice supervision rules on the free Series 24 practice test.
Key takeaways
- 160 questions (150 scored) in 225 minutes.
- You need 70% to pass.
- The exam fee is $235.
- Prerequisite: Series 7 or another qualifying representative registration.
USA Series 24 Exam: Quick Facts
- Administered by
- FINRA
- Questions
- 160 (150 scored)
- Time
- 225 minutes
- Passing
- 70%
- Fee
- $235
Series 24 Exam Topics
- Supervision of registration, hiring, qualification and continuing education
- Supervision of sales practices and general business activities
- Supervision of trading and market-making activities
- Supervision of investment banking, customer accounts and communications
Free practice test
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Go to the USA Series 24 Exam practice test โUSA Series 24 Exam FAQs
How many questions are on the Series 24?
160 questions, 150 of them scored, in 225 minutes.
Full answer โDo I need the Series 7 for the Series 24?
Yes, the Series 7 (or a qualifying equivalent registration) is a prerequisite.
Full answer โOfficial sources
Disclaimer: This guide is for general information and is not financial, tax, insurance or investment advice. Exam details, fees, blueprints and product terms change. Confirm with the official organization or a licensed professional. Read our editorial policy.