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๐Ÿ“ˆ USA Series 6 Exam

Do I need the SIE for the Series 6?

Short answer

Yes. You must pass the SIE as well as the Series 6 to register as an investment company and variable contracts representative.

Series 6 vs. Series 7

The Series 7 (125 questions, 225 minutes) is broader and covers stocks, bonds, options and more. The Series 6 is shorter and limited to funds, variable contracts and similar products. If you may ever need to trade individual securities, the Series 7 is more versatile.

USA Series 6 Exam: Quick Facts

Administered by
FINRA
Questions
50 scored + 5 pretest
Time
90 minutes
Passing score
70%
Corequisite
SIE exam
Sponsorship
Required

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Disclaimer: This guide is for general information and is not financial, tax, insurance or investment advice. Exam details, fees, blueprints and product terms change. Confirm with the official organization or a licensed professional. Read our editorial policy.